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Monash University

Areas of Study

Financial services regulation

  • BTX5180
  • Not offered in 2013
  • 6 points, SCA Band 3, 0.125 EFTSL
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A study of some of the laws regulating securities and financial markets from the policy perspective of what they are trying to achieve. The unit opens with the economic, legal and constitutional framework. Topics include the role of the market regulator; what is a 'security'; aspects of securities regulation legislation; relevant trade practices law; licensing; computerisation; internationalisation. -- Course Website

Instructor: Associate Professor Paul Latimer



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